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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, South East, Channel Islands, More...
EUROPE UK, Luxembourg, France, Ireland, More...
USA New York City, Jersey City, Boston, San Francisco, More...
RoW Singapore, China, UAE, Australia, More...
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91-120 of 540 Jobs Company Location Date
Monitoring & Testing Lead
Northern Trust
Salary: Competitive
UK-London 11 Aug
Opportunity to join Northern Trust's Monitoring & Testing team.
Compliance Project Manager
Northern Trust
Salary: Competitive
UK-London 11 Aug
Opportunity to join a business unit compliance team in a Project Manager capacity.
Compliance Consultant
Northern Trust
Salary: Competitive
UK-London 11 Aug
Opportunity to join Northern Trust's asset servicing compliance team in an advisory role.
SURVEILLANCE & INVESTIGATIONS
McGregor Boyall
Salary: £According to Candi...
UK-London 11 Aug
Superb opportunity has arisen at this major name in investment banking in regards to market investigations. Key aspects of th...
COMPLIANCE MANAGERS - INVESTMENT BANKING/ASSET MANAGEMENT
McGregor Boyall
Salary: £50K-£90K
UK-London 07 Aug
A leading name in global Consultancy is currently recruiting for compliance professionals to undertake regulatory advisory ro...
AML Compliance Officer
AP Executive
Salary: £40001-80000
UK-Channel Islands 06 Aug
One of the largest financial institutes has an opening for a senior compliance manager. The post-holder will be responsible f...
Compliance VP
BlackRock Investment Mana...
Salary: Competitive
UK-London 05 Aug
BlackRock® (NYSE: BLK), is a premier provider of global investment management, risk management and advisory services to insti...
Lawyer - Non US Funds Team
BlackRock Investment Mana...
Salary: Competitive
UK-London 05 Aug
BlackRock® (NYSE: BLK), is a premier provider of global investment management, risk management and advisory services to insti...
AVOCAT D'ENTREPRISE-LUXEMBOURG
Hunter Marshal
Salary: Negotiable
UK-London 05 Aug
Leading Luxembourgish law firm seeks highly skilled Corporate Lawyers.
Data Analyst
Morgan Levy
Salary: £200-250/day
UK-London 04 Aug
Data Analyst - Back office/Client Record data/Swift BIC codes - Tier One Investment Bank
CLIENT GUIDELINE MONITORING ANALYST
McGregor Boyall
Salary: £According to candi...
UK-London 01 Aug
A leading name in asset management currently recruits for an investment guideline compliance analyst. The ability to underst...
LEGAL MANAGER
McGregor Boyall
Salary: £TAX FREE
UK-London 31 Jul
Our client a reputable institution in Dubai requires a Manager Legal Counsel. The individual will be drafting and facilitatin...
Associate Director – Basel II – Investment Bank
Astbury Marsden Risk
Salary: £65,000 - £85,000 plus ex...
UK-London 30 Jul
A challenging role within an Investment Bank; working in the credit risk team on Basel 2 compliance.
Finance and Resources Director - London
International Accounting...
Salary: Salary: £ Six Figure Sala...
UK-London 30 Jul
Director of Finance and Resources for a Financial Regulatory Organisation. Reporting to the Director of Operations
Marketing Executive/RFP Writer
McGregor Boyall
Salary: £Highly Competitive
UK-London 28 Jul
Top Asset Manager is currently recruiting for a Marketing Executive/RFP writer. Prospective candidates would need to posse...
deputy compliance officer - asset management
Jonathan Wren 4
Salary: mkt rate
UK-London 25 Jul
Deputy Compliance Officer – Asset Management £mkt rate This is an excellent opportunity to join a dynamic and...
Regulatory Oversight for Equities and Capital Markets
Michael Page (Compliance)
Salary: A great package is availa...
UK-London 23 Jul
A group level position carrying out Regulatory Oversight for the London based Head office of an international Banking Firm...
Regulatory Reporting Analyst
Deutsche Bank
Salary: Highly Competitive
UK-London 18 Jul
The role is within the UK Banking Group Team, of Finance Legal Entity Controlling (FLEC). FLEC is responsible for the managem...
EXPERIENCED COMPANY SECRETARY LONDON
Hunter Marshal
Salary: Negotiable
UK-London 17 Jul
International fund administration company is looking to recruit an experienced Company Secretary for their London office.
Compliance Officer Fixed Income & Equities
Badenoch & Clark
Salary: Excellent - £80-115000
UK-London 10 Jul
Compliance Officer Fixed Income & Equities sought by Investment Bank.
Compliance Reporting Officer
Badenoch & Clark
Salary: Strong - £60-70K
UK-London 10 Jul
Compliance Reporting Officer sought by Investment Bank.
Fixed Income Compliance Advisory team Deputy
M&G Investments
Salary: Competitive
UK-London 03 Jul
M&G are looking to recruit an individual to join their Fixed Income Advisory team. Providing advice and Compliance represent...
Compliance Manager
Not Disclosed
Salary: £65,000 - £75,000
UK-London 26 Jun
A leading private equity fund focusing on private mid-market UK and European businesses, with the objective of delivering lon...
Deputy Compliance Director
High Finance (UK) Ltd
Salary: £100K + car allowance, sh...
UK-Yorkshire & The Humber 03 Jun
An exceptional opportunity to enter the executive management team of this global life and pensions corporate. Reporting into...
Internal Audit Manager
Michael Page
Salary: 70000
UK-London 26 May
Working as part of the Group Internal audit function you will be heavily involved in audits that focus on legal, regulatory,...
336827
Badenoch & Clark
Salary: 60000-90000
UK-London 02 May
Our client, a financial advisor wrap service is seeking a Head of Compliance.
Director Of Operational Compliance
Badenoch & Clark
Salary: Strong
UK-London 02 May
One of the leading trade unions seeks an experience compliance professional to become a Director of Operational Compliance.
Senior European Counsel
State Street
Salary: Excellent + benefits
UK-London 19 Aug
Working with SSgA's investment funds team to provide support to SSgA's fund business in Europe
Securities Surveillance Director
Michael Page (Compliance)
Salary: Extremely competitive, ex...
UK-London 23 Jul
An excellent opportunity to work in a high profile, visable compliance role for a top tier investment bank, which has an exte...
General Counsel
University of Virginia In...
Salary: competitive base salary,...
USA-VA-Charlottesville/Harrisonburg 20 Aug
The University of Virginia Investment Management Company (UVIMCO) seeks an exceptional attorney to lead all legal review and...
Jobs: Compliance / Legal (91-120 of 540 Jobs)